Longitudinal study of postconcussion syndrome: Not everyone recovers

Read Full Text: Longitudinal study of postconcussion syndrome: Not everyone recovers (Free to access)
Journal: Journal of Neurotrauma
Year Published: 2017
Ranked 49th on our 2015-2020 list of the 100 most influential OT-related articles
CEU Podcast: Postconcussion Syndrome and OT with Devon Cochrane

This week, we are tackling a hot topic (and controversial diagnosis): postconcussion syndrome.

On one hand, postconcussion syndrome has a well-described pattern of symptoms.

But, on the other hand, we don’t know what causes it. Plus, because the symptoms are subjective, postconcussion syndrome has been very difficult to quantify and study.

Whether you work with kids or adults, at some point you’ll probably work with patients who’ve suffered concussions. This research will help you feel informed and confident when working with these patients. Personally, I also felt the research confirmed why OT is such a good fit for postconcussion care.

Let’s dive in.

What is postconcussion syndrome (PCS)?

Postconcussion syndrome is a common result of traumatic brain injury (TBI). It reportedly impacts around 5-43% of all concussed individuals.

While there are different definitions out there, this particular study characterized it as the persistence of any symptom beyond 3 months after the concussion.

Some of the most common symptoms include:

  • Headache
  • Difficulty concentrating
  • Depression
  • Fatigue

(Just from seeing this list, you should already be getting a sense of why this syndrome is hard to quantify, as the symptoms are also very common in the general population.)

There is no diagnostic biomarker of PCS, and there is also no evidence-based cure.

What causes PCS?

The exact cause is unknown, and theories range from biomechanical to psychogenic roots. Not knowing what causes the syndrome makes it difficult to set diagnostic criteria. As UpToDate says, test results may or may not be abnormal—and, even when they are abnormal, they do not seem to follow a set pattern.

It’s really no surprise that “PCS sufferers often feel frustrated and helpless due to the difficulty in diagnosis and absence of proven treatment.”

How did the authors hope to contribute to our understanding of PCS?

Given the current ambiguity about what exactly constitutes PCS, the authors’ intent was to “better characterize persisting PCS.”

Specifically, they wanted to determine the differences from those who eventually recovered from PCS and those who did not.

What were the authors’ methods?

The researchers identified 285 patients with the diagnosis of PCS, all of whom were all seen by a single neurosurgeon with a special interest in PCS. They were mailed a questionnaire on the topic of recovery.

Patients with evidence of change (such as a hemorrhage or contusion) on a CT or MRI were excluded from the study. Patients involved in litigation and/or showed a likelihood of malingering, as evidenced by failing the Test of Memory Malingering, were also excluded. Reminder: malingering is an intentional exaggeration of symptoms.

What symptoms did they examine in PCS?

I’m including the entire list of complaints so you can get a sense of the full constellation of possible symptoms of PCS.

I’m also listing them in the order of respondents’ most frequently to least frequently reported symptoms.

  • Headache
  • Difficulty concentrating
  • Fatigue
  • Dazed/don’t feel right/feeling in a fog
  • Pressure in head
  • Sensitivity to light
  • Difficulty remembering recent/remote events
  • Neck pain
  • Sensitivity to noise
  • Depressions/sadness
  • Insomnia/sleeping too little or too much
  • Irritability
  • Anxiety
  • Frustration
  • Feeling slowed down
  • Noise in the ears
  • Vision changes
  • Lightheadedness
  • Imbalance
  • More emotional
  • Dizziness
  • Nausea
  • Increased sensitivity to alcohol
  • Confusion
  • Personality changes
  • Vivid dreams
  • Numbness
  • Vertigo
  • Panic attacks
  • Disorientation
  • Stomach ache
  • Loss of appetite
  • Slurred speech
  • Seizures
  • Vomiting

What were the results?

110 participants returned the questionnaire AND were not excluded by the criteria I listed above.

The average time since that patient had last had a clinical visit was 4.4 years.

Only 27% of respondents reported a full recovery from PCS. Of those that did recover, 67% did so in the first year.

No respondents identified a recovery once the symptoms had lasted beyond 3 years.

There was much more sophisticated analysis included in the article, which I encourage you to check out :slight_smile:

Which treatments were most effective?

The short answer is that no treatment showed definitive significance in influencing recovery. However, all of the major treatment options were found to be helpful by some.

The treatments explicitly asked about in the questionnaire included:

  • Occupational therapy
  • Physiotherapy
  • Chiropractic manipulation
  • Psychotherapy
  • Medication
  • Vestibular repositioning

There was a trend (that neared significance) showing that those who did recover found vestibular repositioning to be effective.

For those who did NOT recover, there was a trend (near significance) toward finding medication to be effective.

The survey also gave participants the option to write in treatments and indicate whether they found them to be effective. Here’s what that data looked like:

  • Electrotherapy (1 found it effective/out of 1 person who listed it)
  • Exercise (1/1)
  • Homeopathy (1/1)
  • Manual Lymphatic Drainage (1/1)
  • Reiki (1/1)
  • Repetitive Magnetic Stimulation (1/1)
  • Vitamins (1/1)
  • Yoga (1/1)
  • Meditation/Mindfulness (3/5)
  • Massage (5/12)
  • Cranial-Sacral Therapy (2/5)
  • Osteopathy (5/16)
  • Acupuncture (3/13)
  • Chiropractic Neurology (0/1)
  • Myofascial Release (0/1)
  • Naturopathy (0/1)
  • Neuro-Postural Vision Therapy (0/1)

What did the authors conclude/discuss?

While the overarching conclusion is that we still have an incomplete understanding of the cause and course of PCS, the authors did share some interesting findings.

There seemed to be a pattern to how the symptoms appeared. There was a tendency for the patients with the same number of symptoms to have the same set of symptoms. (The heat map in the article is a great illustration of this.)

There was a strong association between the total number of symptoms and the length of time to recovery. Basically, the more symptoms the patient reported, the longer the path to recovery. Again, the authors pointed out that after 3 years with PCS, no patients reported a full recovery.

A note from OT Potential:

In my extra reading to prepare for this article, I thought it was important to share the emphasis that UpToDate places on education for this population. In their 2018 article, they state that early education may impact the course of PCS. As they said: “Many patients are reassured to discover their symptoms are not unique or crazy, but are instead part of a well-described syndrome”

Takeaways for OT practitioners

1. There seems to be a window of opportunity in the first year postconcussion—this really fits with what we know about neuroplasticity.

From our work with stroke and chronic pain, we know that after there is an injury, the brain goes to work trying to reorganize itself. And, during this initial period (which seems to take 3 months to 1 year), there seems to be an opportunity for our therapy to positively influence that reorganization. The timeline presented for concussion recovery seems to match this trajectory. So, like many conditions we work with, the sooner we can see these patients, the better!

2.The assertion that PCS might be permanent after three years does not match our understanding of neuroplasticity.

Science supporting the neuroplasticity of the brain (meaning its ability to change) is probably the biggest therapy-related advancement in our generation. So, I was surprised to see that the authors state that PCS may be “permanent” after 3 years. This seems to be out of step with our current understanding of chronic conditions—not to mention, unnecessarily fatalistic.

While, yes, therapy in the earlier stages is probably most effective—and treatment in the chronic phase should look different than in the acute phase—we must remember that even though there might not be observable changes in testing, we shouldn’t abandon hope that these patients can manage their symptoms. I, personally, would want to see a lot more data and research before believing that patients in the chronic phase of PCS are permanently stuck.

3. Education, self-efficacy, symptom management, and occupation seem like they should be the pillars of our therapy.

While there wasn’t one particular treatment that stood out as a silver bullet, we can surmise from our reading that, as occupational therapy practitioners, our care for those with PCS should probably involve:

  • Normalizing clients’ situations by educating them about PCS
  • Seeking to understand their degree of self-efficacy in various situations, and seeking to boost it when appropriate
  • Using our skill sets to focus on symptom management
  • Leveraging our uniquely holistic lens to help patients participate in meaningful activities as fully as possible

I’ll be really curious to hear everyone’s thoughts on this research!

Here’s the full APA citation for this article:

Hiploylee C, Dufort PA, Davis HS, Wennberg RA, Tartaglia MC, Mikulis D, Hazrati LN, Tator CH. Longitudinal Study of Postconcussion Syndrome: Not Everyone Recovers. J Neurotrauma. 2017 Apr 15;34(8):1511-1523. doi: 10.1089/neu.2016.4677. Epub 2016 Nov 29. PMID: 27784191; PMCID: PMC5397249.

Earn one hour of continuing education by listening to the podcast on this article!!

In this podcast episode, we dive even deeper into this topic, with concussion expert (and Club member!), Devon Cochrane. You may be eligible for continuing education credit for listening to this podcast. Please read our course page for more details!

What questions/thoughts does this article raise for you?

As an almost new practitioner (2 more months of capstone!) and former 4-time concussed athlete, this article was extremely relevant to me. I, too, felt some solace when I finally realized that the symptoms I was experiencing post-concussion were “normal” for this sort of diagnosis.

I have two comments based on the article review and discussion above:

  1. We as OTs need to continue to assess the entire individual and remain client-centered in care. In reflection, as an adolescent I was repeatedly referred by my pediatrician for an ADHD assessment as I often had difficulty concentrating whereas these experiences could have been related to my previous concussions.
  2. Vulnerability as an OT is both a privilege and a responsibility. As someone who has experienced several concussions in my past, I feel like I can relate with clients who are experiencing PCS. The experiences we have allow us to continue to provide client-centered care and remain caring and empathetic with our clients - if we choose to let them!
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HI @allison5! Thank you so much for sharing your experience, I knew as I was writing this that it would hit close to home for many. I loved the 2 points you made!!

I’m curious what you felt like helped you the most in your recovery from your concussions?

Even though I haven’t had PCS, I felt like I related to these clients. After my 2nd pregnancy, I had two years of horrible “subjective” symptoms (primarily dizziness). It was such a frustrating experience because my symptoms never felt “subjective” to me. They were so real!

For me, it made a huge difference to find health care professionals who 1.) believed me and 2.) didn’t just try to pass me off to another speciality. The other big turning point for me was realizing that I really needed to step into the role of self advocate, and did a ton of research/work on my own.

@SarahLyon I was a collegiate/HS athlete and so mandated recovery was key! I wasn’t allowed to practice/compete and in college was excused from online coursework/assessment timelines were extended to allow me to fully recover. I had a great athletic trainer that was a huge advocate for me as I felt, I guess, “power-less” to my university professors who held authority over my grades.

I think this experience translates well to the health care sector, too. I feel sometimes like health care providers carry unnecessary or unearned power or authority over my health and well-being which isn’t the case! I wish as a high school/collegiate athlete I felt this sense of empowerment for being my own self-advocate but I think this experience in general has helped me to grow in this role/responsibility!

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I’d be interested to know when and how long the participants had OT/other services with the initial injury. I have had a few clients recently who had OT as part of an integrated concussion program and then discharge as soon as they were completed the education and seemed to be on the right track which meant their symptoms decreasing and they had a return to work/school/life plan(s) in place. There seemed to be little conversation around what to do if the plan doesn’t work, is the symptoms stop improving, if you can’t continue along your plan, a new barrier pops up etc. This was really disheartening because I don’t think the initial concussion teams aren’t always aware that the people they discharged are experiencing post concussion syndrome now. Anyone else experience this?

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I agree with the normalization of symptoms later on. There seem to be a lot of myths regarding concussion and its recovery. I think this can create a lot of fear, and almost be a self fulfilling prophecy. Many people are told rest completely and you will get completely better, and then years later they are not better, and still resting. I also think the mechanism of concussion is not well understood as yet. Some of those symptoms are similar to my clients with a moderate ABI. Also, I’m taking a course on concussion at the moment, and the author discusses the overlap with neck injury and with vestibular issues. I have heard that a mild brain injury may not show up on testing as well.
All of this can make someone who has a concussion feel like they are going crazy!

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I specialize in treating individuals with POTS - postural orthostatic tachycardia syndrome, which is a common sequela following concussion. I am curious how many of these individuals developed a co-morbid condition and how that may be influencing recovery. Although POTS can be well-managed, it is not the majority of patients who see full-recovery and most will have some persistent symptoms, many of which are similar to those presented in the long list the authors provided. Additionally, the dx delay for POTS is currently more than 4 years on average (which is interesting given the length post-concussion from their sample). Additionally, CFS/ME is not uncommon and I’m curious how this condition could be playing a role in those who are not recovering. There is controversy amongst this condition regarding exercise and post-exertional malaise. How does post-concussion rehab have potential to impact symptoms in that segment of the population, and even their perception of rehab, if pushing too hard with graded exercise is worsening function/symptoms?

At the root of it, I wonder how much of the symptoms are stemming from autonomic impairment or whole-body, systemic changes rather than something that can be resolved from a neuroplastic standpoint? In that case, how does our role change (if at all) as OT practitioners, in helping patients to manage symptoms and move forward with life?

Thank you for this article, Sarah! It is so relevant and important.

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@emily12, I am so glad to see you in here! I was thinking about your work as I was working on this article!

I just found this post, that seems to tie together several of the elements you were talking about! (It talks about ANS dysfunction after concussion.)

From a clinical stand-point, it seems like it could be really helpful for PCS and POTS patients to establish a sub-symptom threshold for exercise, then make a plan to systematically work up from there! When I personally was dealing with a similar sequelae, I started with 3 minutes of SEATED exercise, and worked up little by little! I’m attaching the exercise calendar I used: it truly felt like it was a life-saver!!

Is the program I attached similar to something you would recommend to your patients, @emily12?

I absolutely love the topic of concussion and Occupational Therapy’s role/benefit to maximize our client’s ability to access meaningful occupations. I love it so much that I built an online course all about what we can do at the acute stages to assess concussion. I am so grateful for this synopsis and article to further support the teachings (and learning for myself) of how we can even further fill the gap in a much needed population impacted by (long term) post concussion syndrome. Agreed; the sooner we make assessment of it, the better for the client!

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Yes! Fear associated with activity participation can be crippling for our clients. Why our support can be so empowering to get them back to meaningful activity

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Thank you for sharing your perspective.

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Great article- as OTs we are lucky to be able to step back and see how the symptoms are a product of so many factors of functioning. We get to approach illusive conditions like PCS by breaking down the skills they need to build, regardless of the clairty of the cause.

It seems that no matter what the dx, clients can always benefit from a foundation of strong self efficacy, education, and learning they are not alone.

While we will always need more research to better understand the mechanisms and best treatment methods for PCS and other tricky diagnoses, it is comforting to know we can always start treatment with the roots of OT: building efficacy, participation, and success in meaningful activities. That is a foundation that builds not only adaptability, but self image and overall quality of life. All good things:)

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As OTs we play a HUGE influence in being advocates for those who are faced with PCS. It’s imperative to do further research to try and obtain a better understanding of the etiology of PCS as it is found to be currently Unknown. To better treat PCS as with any disease/syndrome, one has to understand the source versus just treating the symptoms.

OTs are known for looking holistically at their clients and educating them on ways to adapt with current deficits. Indeed, neuroplasticity plays an enormous part but if we are truly approaching it holistically- a multidisciplinary approach is needed. From biomechanical to psychogenic and psychosocial.

We as healthcare professionals need to ensure that education to the public is out there re: PCS in order to properly & quickly identify and address it in a timely fashion as the window is small. Too often those with concussions are quick to downplay or overlook the deleterious long term effects it can have.

In addition, are there support groups out there for those with PCS? This could help mitigate the depression, and alienation for those experiencing PCS and even prove to be useful resources.

I am curious if any of the subjects reported any relapses/recurring symptoms or signs of digression after a certain period of time and if any career changes were made or environmental factors were provided or if they were truly able to return without any long term modifications.

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Well said, Carmen
I had a whiplash injury last year due to a huge deer hitting my car. I didn’t think I was hurt but my doctor said it was a mild concussion due to the neck injury. Tests were negative. But I was in a foggy state with some dizziness for many weeks. Thankfully, my symptoms are gone now.

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I go back and forth on the Dallas protocol, but do feel it’s a great framework in terms of slow, graded progression. I definitely focus on recumbent and seated exercise first! I’m looking forward to more research in the future with these two populations… we have so little evidence right now!

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Here’s a Canadian resource that I like to share when people are confused OT’s role in concussion and PCS. I find it easy to understand and share with non-OT’s

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As someone who has been through PCS and post concussion depression as well as an OT student and OT assistant this was great. I have been able to relate to many clients who have experienced either similar symptoms or who have experienced a mild TBI.
Using external memory strategies and technology worked great, as well as learning to listen to my body and know when rest is needed. I always found that with fatigue and/or stress, my other symptoms were much more significant and debilitating.

Once I learned to conserve energy and accept the need for rest, my other symptoms eased.
Just my story, love reading others too.

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Hi @brittany16 welcome to the Club and thank you for sharing this. Your comment reminded me that as OTs, we can’t underestimate how valuable our skillset of helping with energy conservation is. Rest and listening to our body is so important to any healing process. I’m glad you were able to incorporate it into your own health journey and can teach your clients about it too.